Smart Investing

Fee based investment management has become the service of choice for people seeking a client-driven advisor relationship. We believe fee only services can provide a much more effective and comfortable business relationship. This is because there is no advisor compensation for selling or switching investments. Rather, our advisors are paid a moderate fee to help you manage your portfolio(s) based on your individual objectives. Our fee based services provide clients with peace of mind knowing that their portfolio is liquid and they have access to their money when needed.

Summary of Fee Based Compensation

Front end sales charges (commission)         NO

Level sales charges                                    NO

Deferred sales charges                               NO

Surrender charges                                      NO

Asset based fee                                         YES

We offer numerous portfolio styles so clients of all risk profiles can utilize our services within their comfort level. In addition, each client portfolio can be customized to meet their exact requirements for risk, return potential, income, tax effeciency and more.

Our fee schedules also have flexibilty to tailor the level of service and advice clients are seeking.

Summary of Fee Schedules                        

Service                                          Min Investment        Annualized Fee Range

Managed Portfolios                        $100,000                 0.80% - 0.20%

Private Portfolio Service                  $250,000                 1.0% - 0.20%

Institutional Management                $50,000                   Varies

Financial Planning                          N/A                         Quote       

Wealth Management Services - combines any investment management service with comprehensive financial planning and is provided without any additional fee for clients who have at least $100,000 in total investment assets with our firm.     

For more information regarding our firm, form ADV II and fee based services please contact us at (888) 878-5757. Certain underlying investments that may be utilized in a fee based account may carry underlying expenses including but not limited to operating expenses, 12b-1 fees and short term redemption charges. For more information regarding mutual funds, including free prospectuses that explain investment policies, charges and expenses, please contact us at the above listed number. Please read the prospectuses carefully before you invest or send money. 

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Check the background of this financial professional on FINRA's BrokerCheck